Modern transplant medicine continues to
innovate techniques that Catholic health care
can adopt as more effective ways to honor the
charity of those donating their vital organs
upon death. Yet by creatively extending
principles from accepted techniques into
controversial territory, transplant innovations
can also reveal that those previously accepted
procedures themselves were adopted on
less than morally sure grounds. Thoracoabdominal normothermic regional perfusion
(TA-NRP) is an innovation for improved heart
transplantation that promises to increase the
number and quality of heart transplants in
a cost-effect manner and already in practice in
Europe and the United States.1
It extends the
principles of donation after circulatory
determination of death (DCD), itself an
innovation that has grown more than ten-fold
in two decades.2
In the last five years, the
number of DCD heart transplants has exploded
from only 7 in 2019 to 612 in 2023, many
of these likely done by TA-NRP.3
This new
procedure has not been without controversy
in the general medical literature and now in
Catholic bioethics in particular.4
Certain features of TA-NRP, raise the
question of whether DCD donors are actually
dead when their vital organs are explanted.
Arguments in favor of TA-NRP often avoid
this question by a legalistic focus on the co-validity of the neurological and the circulatory-respiratory criteria for declaring death in federal
and state law. If the patient is legally dead, so
it goes, the patient just is dead. In opposition,
if DCD and TA-NRP patients are not known
with strict moral certainty to be dead after
five-minute waiting periods after asystole, then
Catholic health care should reject both TANRP and DCD donation. Instead, physicians,
mission leaders, ethicists, and bishops should
reassess every non-brain-death donation
technique that involves a waiting period from
asystole to vital organ harvesting of less than
twenty minutes. I fall among those who hold
that DCD and TA-NRP are continuous in
principle, but that therefore both are evil as
currently practiced. Ironically, I am in a sense
closer in argument to those who hold both are
permissible and furthest from those who accept
DCD but reject TA-NRP.5
TA-NRP is best described as a modification
of a controlled DCD procedure. Common to
both transplantation techniques is the removal
of life support from a critically injured donor
whose death is ethically accepted. Asystole
occurs, then a “hands-off period” of five
minutes, and next a declaration of death by
the circulatory-respiratory criteria by the
attending physician.6
Only then does the
transplant team initiate organ explantation.
Where TA-NRP differs from cDCD is in the
transplant team’s actions to improve heart
transplantation following access to the thoracic
cavity: the team resuscitates the donor’s heart
in situ by canulation and ECMO, perfusing
the heart with warm, oxygenated blood
(“normothermic”), both to reduce damage from
warm ischemia and also to assess heart function.
This perfusion is kept “regional,” however, by
the ligation of the cervical vessels which could
carry blood to the donor’s brain, typically by
clamping or exposing the vessels to atmosphere.
The intention is to avoid the resuscitation
of brain function. Proponents differ in their
explanation of the necessity of this step. Some
argue that the patient is legally dead by virtue
of irreversible loss of respiratory-circulatory
function, so allowing general circulation would
negate the basis of the declaration of death.
Other speak of “switching the patient over”
to the brain death criterion, the loss of brain
function now made irreversible by occluding
circulation, in order to restore legally the
circulatory function of the heart. Yet others
speak of ensuring that the donor, legally dead,
may not experience any pain from the process
of organ retrieval. Apart from a shared concern
to fulfill at least one legal criterion for death,
these justifications are contradictory with
each other and even with themselves. The
donor is dead, yet the transplant team must do something to protect the donor from becoming
undead in some way.7
We can at least say that TA-NRP by design
eliminates the risk of resuscitating the donor’s
brain function, but by this very aspect the
procedure reveals that no moral certitude exists
that the donors are dead when the typical
five-minute or less waiting period after asystole
is observed. Rather, the fact that their brain
functions can be resuscitated technically raises
a genuine doubt that they have experienced the
definitive separation of body and soul required
in any Catholic account of death. This lack of
moral certainty with a mere five-minute waiting
period that the donor is dead before vital organ
explantation proves that both TA-NRP and
cDCD are morally unacceptable. St. John Paul
II came to accept vital organ donation in cases
of brain death only if the neurological criteria
gave strict moral certainty that the donor was
in fact dead.8
The same standard of moral
certainty of the donor’s death must also apply
to DCD and TA-NRP.
The risk of brain function revival with TANRP is real. A recent porcine study of TANRP indicates that, when nothing is done to
prevent blood flow to the brain, the donation
procedure revives brain function, including the
drive to breath, cortical signals, and sensation.9
The researchers performed TA-NRP on two pig
groups in which they induced asystole with an
extended hands-off time of eight minutes. One
of the groups had cervical vessel occlusion by
clamping and another did not. In the clamped
group, TA-NRP induced no cortical electrical
activity nor somatosensory evoked potentials
(SSEP) nor agonal breathing. In other words,
clamping prevented any resurgence of brain
activity, from cortex to brain stem. There was some concern prior to this experiment that
ligation would be insufficient to ensure that no
brain functions were revived through collateral
circulation. After this porcine experiment and
empirical investigation of human TA-NRP
donations, ligation does appear sufficient to
prevent brain function revival.10 Yet the absence
of a function does not entail by itself an
organism’s lack of ability to perform a function.
What happened to the non-clamp group?
In the non-clamp group, all eight pigs either
had a revival of cortical electrical activity
(EEG) or EEG plus SSEP upon normothermic
perfusion. Furthermore, six of the eight pigs in
this non-clamp group began agonal breathing.
Admittedly the study is an imperfect analogue
to human cases, for they induced cardiac death
in otherwise healthy pigs, whereas the human
donors in cDCD and TA-NRP cases are very
severely injured. What the study does show,
however, is that the respiratory-circulatory
criterion of death can be fulfilled while the
organism still has the potential for brain
function resuscitation, a reversible absence
of activity. In the current state of medical
technology and knowledge, one can no longer
claim that the respiratory-circulatory criterion
for death declaration, based as it is on a mere
five-minute waiting period, is a sufficient
medical sign that a patient has died. What one
should say is that an organism meeting the
respiratory-circulatory criterion will inevitably
die by the death of the brain that will follow.
The need to ligate the cervical vessels of donors
in TA-NRP to prevent brain function revival
confirms the doubt that some Catholic ethicists
had earlier expressed about whether a mere
five-minute waiting period in DCD would
be sufficient to guarantee the actual death of the donor prior to vital organ explantation.11
Now the principles underlying both techniques
appear identical and in fact I agree with those
who claim that TA-NRP is simply an extension
of DCD. If DCD were morally acceptable,
then TA-NRP should be, as well. Those who
hold that there is a significant physical or
moral distinction between these techniques are
mistaken.12 Both techniques understand the
irreversible loss of either brain or circulatory
function as “permanent,” taken in the sense
that the patient cannot for himself or herself
revive those functions and not that they are
unrevivable. Both techniques at their best
are based ethically on the idea that, with the
consent of the donor whose own body cannot
long remain informed by the soul, the vital
organs are no longer of the patient nor for
the patient. With the appropriate isolation of
the heart’s function as described above, there
is no real ethical difference between in situ
reperfusion in TA-NRP and removing the
heart for reperfusion ex situ in DCD.13 Yet this
similarity is the very reason why both should be
rejected until a waiting period is established
that truly ensures an irreversible loss of brain
function. Indeed, both cDCD and TA-NRP
cause the irreversible loss of brain and
circulatory-respiratory function by the removal
of the heart in the former or the isolation of
the heart’s function in the latter.14 The loss of
the capacity for auto-resuscitation is not
identical to the irreversible loss of vital
functioning or the loss of life. Double effect
would not apply to such an act, for the saving
of the organ recipients is mediated by causing
the irreversible loss of vital function by either
regional isolation (TA-NRP) or vital organ
removal (DCD).
I must relegate to another piece my full
argument from the metaphysics of death and
the priority of the neurological signs of death
over the circulatory-respiratory criteria. Neither
do I presume here that skepticism about the
validity of the neurological criteria of death
would require agreement with my case.15 TANRP exploits the legal co-validity of the two
death criteria that was established before the
innovation of TA-NRP itself. If a donor’s
vegetative and sensitive functions at least could
be revived by perfusion of the brain, as TANRP with a short hands-off period intrinsically
risks, then that donor still retains an active
potentiality for such functions and is therefore
not dead. Indeed, we all know that such a
donor may have cardiac function revived by
attempts at resuscitation for a prolongation of
life, even if it would be immoral to so attempt
resuscitation when contrary to the patient’s
reasonable will. Again, the patient is not
“ethically” dead nor really dead, but dying.
The practical implication of TA-NRP revealing
that DCD patients are not known to be dead
with a mere five-minute waiting period is that
Catholic hospitals and health systems should
cease cooperation with all DCD and TANRP protocols to preserve their witness to the
dignity of all human life.16 Even if done for a
good intention (e.g., increasing the number of
vital organ transplants), these procedures
perpetrate grave moral evil due to the lack of
moral certainty that the donor has died. For
the same reason that euthanasia of a patient
with five minutes to live remains a direct
killing, so the direct elimination of vital organ
functioning, even if only the active potentiality
for such functioning, in a dying patient is
homicide. As Jonah Rubin, MD, a critical
care physician and ethicist with Massachusetts General and Harvard Medical School, says of
TA-NRP, “Ultimately, the cause of death is
either the cerebral artery clamping-inducing
presumed—not proven—brain death or vital
organ explantation, both by direct surgical
intervention. This is euthanasia, if not simply
killing, even if voluntary.”17 Rubin then
draws the same illation I have been arguing:
“Indeed, this raises questions even about
classical cDCD. A condition is reversible if it
can be reversed, even when it is not. NRP has
proven what we already know—irreversible
cessation of circulatory function occurs after
the commonly accepted waiting period after
cardiac arrest.”18
On the other hand, DCD or TA-NRP with
a “hands off” period long enough to ensure
brain death along with pre-mortem injection
of anticoagulants and vasodilators prior to
death may be an ethical alternative for cardiac
recovery. How long would such a waiting
period have to be for ethical validity? Twenty
minutes has been suggested by some moral
theologians who do not assume that a lack of
cardiac auto-resuscitation equates to death.19
The validity of such a period would need
confirmation in conversation with neurologists.
In the meantime, Catholic hospitals may not
need to give up all cooperation with OPOs
but should continue to support vital organ
donation by strict protocols for determining
death by “whole brain death” neurological
criteria.20 As DCD and now TA-NRP rapidly
increase in their proportion of donations done
in the United States, the task of discernment
and moral renovation will be difficult. The
pressures from CMS, OPOs, and from the
genuine desire to help those who organs are
failing are great. Yet transplantation medicine
is full of dedicated people who can innovate within ethical boundaries set by Catholic health
care institutions. Even if not, one must not
do evil to bring about good. The reward of an
evangelical witness to life leading to ethical
innovation consistent with that witness would
be increased public trust in the U. S. transplant
system and a greater sense of the dignity of
human existence, even unto the moment of
death.
BARRETT H. TURNER, PHD, MDIV
Associate Professor of Theology
Mount St. Mary's University
Emmitsburg, Maryland
ENDNOTES
- Emad Alamouti-fard et al., “Normothermic Regional
Perfusion is an Emerging Cost-Effective Alternative
in Donation after Circulatory Death (DCD) in Heart
Transplantation,” Cureus 14.6 (2022); Eduardo
MinĚambres et al., “Spanish experience with heart
transplants from controlled donation after the circulatory
determination of death using thoraco-abdominal
normothermic regional perfusion and cold storage,”
Am. J. Transplantation 21 (2021): 1597-1602; Les
James et al., “Donation after circulatory death heart
transplantation using normothermic regional perfusion:
the NYU protocol,” JTCVS Techniques 17.C (2023): 111-
120.
- According to the data from the Organ Procurement and
Transplantation Network, DCD donations have grown
from 757 in 2004 to 9963 in 2023 (https://optn.
transplant.hrsa.gov/data/). There is another form of NRP
that just perfuses the organs of the abdominal cavity
(abdominal or A-NRP). I’m concerned in this paper with
TA-NRP because it threatens brain reoxygenation and
restarts cardiac activity. For A-NPR in particular, see A. L.
Dalle Ave, D. M. Shaw, and J. L. Bernat, “Ethical Issues
in the Use of Extracorporeal Membrane Oxygenation in
Controlled Donation after Circulatory Determination of
Death,” Am. J. Transplantation 16 (2016): 2293-2299.
- OPTN does not have a separate code for TA-NRP
donations and codes these as DCD donations, but
the advent of TA-NRP’s use in the United States and
the explosion of heart transplants from DCD donors
correlates well. Contributing to the rise are ex situ machine perfusion techniques, which are more
expensive.
- American College of Physicians, “Ethics, Determination
of Death, and Organ Transplantation in Normothermic
Regional Perfusion (NRP) with Controlled Donation after
Circulatory Determination of Death (cDCD): American
College of Physicians Statement of Concern,” April 17,
2021; Brendan Parent, Arthur Caplan, Nader Moazami,
and Robert A. Montgomery, “Response to American
College of Physician's statement on the ethics of
transplant after normothermic regional perfusion,” Am.
J. Transplant. 22 (2022): 1307-1310; see also debates
in recent issues of Chest (August 2022) and American
Journal of Bioethics (February 2023), the latter of which
with a focus on whether TA-NRP can sidestep the ethical
pitfalls of DCD; Robert D. Truog, Andrew Flescher, and
Keren Ladin, “Normothermic Regional Perfusion—the
Next Frontier in Organ Transplants?” JAMA 329.24 (June
27, 2023): 2123-2124.
- For similar positions that entail doubting the moral
liceity of both cDCD and TA-NRP, see: Kyle Karches, Erica
K. Salter, Jason T. Eberl, and Patrick McCruden, “Dead
Enough? NRP-cDCD and Remaining Questions for the
Ethics of DCD Protocols,” Am. J. Bioethics 23.2 (2023):
41-43; L. Syd M. Johnson, “DCD Donors are Dying, but
Not Dead,” Am. J. Bioethics 23.2 (2023): 28-29; and
Stephen Napier, “The Dead Donor Rule is Not Morally
Sufficient,” Am. J. Bioethics 23.2 (2023): 57-59. For
those who see both DCD and TA-NRP as licit, see: Anji
Wall and Giuliano Testa, “Defining the Cause of Death
and Vitality of Organs in the Ethical Analysis of Controlled
Donation after Circulatory Death Procedures,” Am. J.
Bioethics 23.2 (2023): 35-38; James L. Bernat et al.,
“Understanding the Brain-based Determination of Death
When Organ Recovery Is Performed With DCDD In Situ
Normothermic Regional Perfusion,” Transplantation
(2023); Christos Lazaridis, “Normothermic regional
perfusion: Ethically not merely permissible but
recommended,” Am. J. Transplant. 22 (2022): 2285-
2286; Les James, Brendan Parent, Nader Noazami,
and Deane E. Smith, “Does Normothermic Regional
Perfusion Violate the Ethical Principles Underlying Organ
Procurement? No,” Chest 162.2 (2022): 290-292. For
those who hold that cDCD is permissible but TA-NRP
is not, see: Anne L. Dalle Ave and Daniel P. Sulmasy,
“Death Lost in Translation,” Am. J. Bioethics 23.2 (2023):
17-19; Lainie Ross, “The Dead Donor Rule Does Require
that the Donor is Dead,” Am. J. Bioethics 23.2 (2023):
12-14; Alexandra K. Glazier and Alexander M. Capron,
“Normothermic regional perfusion and US legal standards
for determining death are not aligned,” Am. J. Transplant.
22 (2022): 1289-1290; ACP Board of Regents,
“Statement of Concern,” April 17, 2021..
- The five-minute threshold has been justified by the fact
that the donor’s heart function will not revive on its own.
See S. Dhanani et al., “Resumption of Cardiac Activity after Withdrawal of Life-Sustaining Measures, “NEJM
384.4 (2021): 345-352. Whether lack of ability to auto-resuscitate is a sufficient for vital organ transplantation
to occur is a distinct question, one that I answer in the
negative. Still, the assumption that auto-resuscitation
is sufficient for vital organ removal is commonly
assumed, e.g., Michael A. DeVita, “The Death Watch:
Certifying Death Using Cardiac Criteria,” Progress in
Transplantation 11 (2001): 58-62; Stephen Napier, “Out
of the Frying Pan and Into the Fire,” American Journal of
Bioethics 11.8 (August 2011): 60-61.
- An exception to these lines of argument is Nicanor Pier
Giorgio Austriaco’s position that the non-heart-beating
donor remains alive after asystole but that the heart is
at that point no longer a vital organ, thereby permitting
explantation (Biomedicine and Beatitude, 2nd ed.
[Washington, DC: Catholic University of America Press,
2021], 302).
- John Paul II, “Address to the 18th International Congress
of the Transplantation Society,” August 29, 2000:
“Acknowledgement of the unique dignity of the human
person has a further underlying consequence: vital
organs which occur singly in the body can be removed
only after death, that is from the body of someone who
is certainly dead. This requirement is self-evident, since
to act otherwise would mean intentionally to cause the
death of the donor in disposing of his organs … The
death of the person is a single event, consisting in the
total disintegration of that unitary and integrated whole
that is the personal self. It results from the separation
of the life-principle (or soul) from the corporal reality
of the person … Here it can be said that the criterion
adopted in more recent times for ascertaining the fact of
death, namely the complete and irreversible cessation
of all brain activity, if rigorously applied, does not seem
to conflict with the essential elements of a sound
anthropology. Therefore a health-worker professionally
responsible for ascertaining death can use these criteria
in each individual case as the basis for arriving at that
degree of assurance in ethical judgement which moral
teaching describes as ‘moral certainty’. This moral
certainty is considered the necessary and sufficient
basis for an ethically correct course of action” (emphasis
original).
- Frederick F. Dalsgaard et al., “Clamping of the Aortic Arch
Vessels during Normothermic Regional Perfusion after
Circulatory Death Prevents the Return of Brain Activity in
a Porcine Model,” Transplantation 106.9 (2022): 1763-
1769.
- Alex Manara et al., “Maintaining the permanence
principle for death during in situ normothermic regional
perfusion for donation after circulatory death organ
recovery: A United Kingdom and Canadian proposal,”
Am. J. Transplant. 20 (2020): 2017-2025; Jennifer
A. Frontera et al., “Thoracoabdominal normothermic
regional perfusion in donation after circulatory death does not restore brain blood flow,” J. Heart and Lung
Transplantation 42.9 (2023): 1161-1165.
- Don Marquis, “Are DCD Donors Dead?”, Hastings Center
Report (May-June 2010), 24-31; Christopher Kaczor,
“Organ Donation following Cardiac Death: Conflicts of
Interest, Ante Mortem Interventions, and Determinations
of Death,” in The Ethics of Organ Transplantation, ed.
Steven J. Jensen (Washington, DC: Catholic University of
America Press, 2011), 111; Gina Sanchez, “Objections
to Donation after Cardiac Death: A Violation of Human
Dignity,” National Catholic Bioethics Quarterly (Spring
2012): 55-65; Matthew T. Warnez, BH, “The Ethics
of Donation after Cardiac Death,” National Catholic
Bioethics Quarterly (Winter 2020): 745-758.
- For example, James DuBois, “Determining Death,” in
Catholic Health Care Ethics, ed. Edward J. Furton
(Philadelphia: National Catholic Bioethics Center, 2020),
18.9: “in establishing an irreversible loss of circulatory-respiratory functions, one does not need to consider the
possibilities of modern resuscitative medicine, but rather
the parameters for spontaneous recovery set by nature.”
While DuBois’s conclusion is very common in both non-Catholic and Catholic bioethics, the argument moves
invalidly from the true premise that one ought not revive
the dying against informed consent to the assumption
that irreversibility is fulfilled with passing the point of
spontaneous revival of function and that such a point
is identical with death. For the same critique of DuBois,
see Jason T. Eberl, Thomistic Principles and Bioethics
(Routledge, 2006), 124. Likewise erroneously assuming
that DCD and TA-NRP are in principle ethically different,
see the recent, “Submission of the NCBC and USCCB to
the Uniform Determination of Death Committee of the
Uniform Law Commission,” July 12, 2023.
- While disagreeing with their approval of TA-NRP, I agree
in this specific point with Angi E. Wall et al., “Applying the
ethical framework for donation after circulatory death to
thoracic normothermic regional perfusion procedures,”
Am. J. Transplant. 22 (2022): 1314a: “When a standard
cardiac DCD procedure is performed, the heart is
removed from the body and put on a machine, restarted
and circulates blood and perfusate through the machine.
While there is an optical difference between the
circulatory function of the heart being restored within
the corpse rather than outside of the body, there is no
ethical difference.” So long as we state the obvious
point with Austriaco, that the donor remains alive at this
moment (see n. 7 above), those who embrace DCD and
TA-NRP together seem the most logically consistent to
me.
- To express this more metaphysically, both DCD and
TA-NRP must assume that “irreversible” or “permanent”
mean the loss of an active “capacity in hand”. Yet
these techniques can violate the other active capacity,
the “natural potentiality”, which can remain in severely
injured and dying people. For the distinction between potentialities, see Jason T. Eberl, The Nature of Human
Person: Metaphysics and Bioethics (Notre Dame, IN:
University of Notre Dame Press, 2020), 149-150.
- Indeed, some skeptical of the neurological criteria
nevertheless argue for retaining DCD and other vital
organ transplantation procedures (Austriaco, OP,
Biomedicine and Beatitude, 301-303; Charles C. Camosy
and Joseph Vukov, “Double Effect Donation,” Linacre
Quarterly 88.2 [2021]: 149-162)
- USCCB, Ethical and Religious Directives for Catholic
Health Care Services, 6th ed. (Washington, DC: USCCB,
2018), nn. 63, 70, 71.
- “The Irreversible Cannot Be Reversed: Normothermic
Regional Perfusion is Euthanasia,” J. Cardiothoracic and
Vascular Anesthesia 38 (2024): 608-609, at 608b.
- Rubin, “Irreversible cannot be Reversed,” 608b-609a,
emphasis added.
- Kaczor, “Organ Donation following Cardiac Death,” 111:
“twenty to thirty minutes”; Jason T. Eberl, Thomistic
Principles and Bioethics, 126: “at least ten to fifteen
minutes”. Kevin J. Clarke, SJ, offers an analysis
seemingly based on proportionalist reasoning, yet still
recommends at least a ten-minute hands-off period (“A
Catholic Perspective on Organ Donation After Cardiac
Death,” in Contemporary Controversies in Catholic
Bioethics, ed. Jason T. Eberl [Springer, 2017], 499-515).
- Whether the revised American Academy of Neurology
guidelines are strict enough for moral certainty is a
separate question. Compare David M. Greer et al.,
“Pediatric and Adult Brain Death/Death by Neurologic
Criteria Consensus Guideline: Report of the AAN
Guidelines Subcommittee, AAP, CNS, and SCCM,”
Neurology 101.24 (December 2023): 1112-1132,
against Michael Nair-Collins & Ari R. Joffe, “Frequent
Preservation of Neurologic Function in Brain Death and
Brainstem Death Entails False-Positive Misdiagnosis and
Cerebral Perfusion,” AJOB Neuroscience 14.3 (2023):
255-268.